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The 2009 Diamondbacks: what the heck happened?

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Worst Case Scenario…  Arizona battles with Colorado for third place.
   -- Baseball Digest Daily Team Preview, March 15, 2009

The above is a measure of how badly things went for our team this year: the "worst case scenario" suggested, would be something for which we would now be more than happy to settle. It's comforting to realize that I am far from the only person to have seen their high expectation for the 2009 Arizona Diamondbacks mercilessly dashed. Virtually every pundit I could locate online predicted us to have a winning record - the respected Baseball Prospectus PECOTA projections had the team all the way up at 88 wins, and they weren't alone.

Other sites predicted 86 wins; 85 wins, 84 wins, 88 wins, 83 wins for Arizona, and even CHONE, the most pessimistic I could find at 79 wins, had us finishing only three games back of the Dodgers. From a more fan-based perspective, in our pre-season poll, of approaching three hundred participants, only 12% predicted the Diamondbacks would have less than eighty victories, never mind struggling to reach seventy. Not quite the same realm as the chairman of DEC saying "There is no reason anyone would want a computer in their home," but why were so many people - neutral observers, with no vested interests or rose-colored fandom glasses - so completely wrong? Why was there such a gulf between expectations and reality? After the jump, we'll break down some numbers - here are Josh Byrnes and AJ Hinch talking about the season that's just finished.

Audio courtesy of KTAR 620

Star-divide

Injuries
Let's not kid ourselves. The loss of Brandon Webb was a devastating blow to the Diamondbacks in 2009, as much because it was completely unexpected to us. After all, over the previous five season, he had never made less than 33 starts per year. To be reduced from that, at an ERA+ of 140 to a single, ineffective outing was clearly a huge factor in the team's underperformance. How much?

Let's look at Webb's record in 2005, 2006 and 2008, when the total number of runs scored by the team (696, 712 and 720) were close to this year, when it's exactly the same as 2008, at 720. In those three years, Webb's collective ERA was 3.31 - one tick above the number posted last season - and his average W/L record was 17-9, with the team going 19-14 in his starts This seems a reasonable estimate for what we "should" have got from Webb this year, assuming run support approximately matching those hundred starts, and an ERA consistent with last year.

Instead of him, there was the Quadruple-headed Beast of Webb-Replacement Suck: Bryan Augenstein, Yusmeiro Petit, Billy Buckner and Kevin Mulvey. While Buckner has, of late, looked a semi-credible back-end candidate for 2010, this has been the exception, rather than the rule. In their first 33 starts, that quartet had an ERA of 6.24, went 5-18 and the team posted a record of 9-24 - ten games worse than that we could realistically have expected from 33 Webb starts. Even using a more conservative estimate - Fangraph.com's Wins Above Replacement (WAR) - we find that Webb in 2008 was worth six wins to Arizona - the four-pack of replacements plus Webb in 2009 rated only 0.3 wins in 33 starts, 5.7 less. I'd split the difference between the two methods and say Webb's injury cost us eight wins

We should also consider the unfortunate loss of Conor Jackson to valley fever, which basically meant he had the entire season written off. No real way to measure his input except by using WAR. This tells us there's a difference of 4.5 wins between what we got from the SnakePit MVP in 2008 and his sub-replacement output for the team this season. So, between the loss of him and Webb, we're probably looking at a cost to the team around twelve games. That's a massive difference by itself, almost enough to have put the team into contention for the wild-card, and is not including anyone else - I believe Arizona's players missed a total of almost 800 player-games on the DL. But wait! There's more...

Trades
After it became apparent that this team was not going to be in the post-season hunt, several deals were made, sending useful pieces to other teams, generally in exchange for players who might help the team in 2010 or beyond. The players we lost would likely have helped the Diamondbacks to several more victories - albeit meaningless ones - had we retained their services for the rest of the season.  From WAR, we can see what the ex-Diamondbacks did for their new teams - production which could have been in Arizona.

Of course, we need to balance against this, the production provided to Arizona this season, by what we received in return. The chart below shows the four main trades, with the WAR values given to their new teams after the trade, on both sides of the deal:

Left Arizona WAR To Arizona WAR
Jon Garland 0.6
PTBNL 0.0
Felipe Lopez 2.6
Cole Gillespie
Roque Mercedes
0.0
Tony Peña 0.5
Brandon Allen -0.6
Jon Rauch 0.3
Kevin Mulvey -0.1
TOTAL 4.0
TOTAL -0.7

Ugh. I hope those trades work out better for us in the long-term than they did this season, because they provided absolutely nothing of value to the 2009 team. While it would be simple just to say that we would have approached five wins better, simply by hanging on to the players with whom we started the season, it probably isn't as simple as that, because of the positional changes. The replacement at second for Lopez was mostly Rusty Ryal, who was a credible +0.6 WAR in his time here. While still well short of F-Lo, who hit .320 for the Brewers over 66 games, it's enough to make me reduce the overall impact to four wins.

Almost as significant a weakening were the Peña and Rauch deals, not just for what they would have done in the 'pen but the negative impact of the players received in return. After the way Allen tore up AAA pitching, an OPS+ of 70 in more than thirty games was still disappointing. I think we'll be taking Reno numbers with a larger pinch of salt next season. Mulvey lacked control, issuing 14 free passes (a dozen walks and two hit batters) and five home-runs in only 23 innings. He'll need to do better than that, if he wants even to be our sixth starter next year - a spot at which, as noted above, Arizona blew chunks. We'll discuss the moves more in due course, I think; both Mulvey and Allen will only be 24 on Opening Day 2010, so that's in their favor.

"Bad luck"
Yeah, this may sound like a Cubs-esque cop-out, but there's some evidence to suggest the team was unlucky, and I don't just mean the lodging of fungal sports in the lungs of one of our best 2008 hitters. Baseball is a chaotic, in mathematical terms, game - in the sense that a tiny change in circumstances can have a massive effect on results. For example, a couple of millimeters difference on where the ball hits the bat, far beyond what any hitter can control consciously, may be the difference between a grand-slam and an inning-ending can of corn to the outfield. However, that requires a good deal more space, and this piece has already gone on long enough, so I'll carry any detailed analysis there forward for another day... But it's probably worth at least another three wins.

Conclusions
That brings us to a total of 19 wins lost to the Diamondbacks by factors more or less outside their control - the trades would likely not have happened had the team still been in contention, which in turn was the result of a combination of factors, including injuries and the whims of the baseball gods. It's enough to explain the entire gulf between performance and expectations, and then some. 

This does not absolve the front-office from responsibility for their part in the disappointing season. Given the known issue with Webb's shoulder - which was apparently a big enough concern to stop the two sides from agreeing on a contract extension - it was particularly reckless to have no credible backup available in our pitching rotation. First-base continues to be a major black-hole of offensive production, and with the honorable exception of Dan Haren, the contract extensions awarded over the past few years have yet to bear fruit (and that's putting it mildly). Those outside the lines certainly have their share of blame.

However, even with all the self-inflicted wounds, the Diamondbacks as formulated on Opening Day 2009 would, if fully healthy and getting anything approaching normal luck, have been over .500, at the very least. Indeed, thanks to a number of everyday players surpassing expectations (Montero, Upton, Reynolds), 90 wins could conceivably have been achieved had the breaks gone minorly our way. Again, I'll analyze our actual performances more in the coming weeks, but you might find some surprises there too [here's a tidbit - the 2009 bullpen was, by at least one advanced measure, better than in 2008].

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Well said,

Key to the game: Score More

by pygalgia on Oct 5, 2009 10:28 PM EDT reply actions  

I meant to say

well said, Jim…but the bird landed on the keyboard and posted. Damn, Grizelda, you don’t understand how long it takes me to complete a thought.
The loss of Webb was huge. You can’t expect somebody to “step up” and be a Cy Young candidate. The originally planned rotation of Webb, Haren, Davis, Garland, and Sherzer in the 5 hole looked good. Webb (healthy) and Haren makes a solid rotation. Davis and Garland are both innings eaters who’ll (mostly) keep you in the game…not stars, but functional. We’re going to have a lot of innings to fill.
The loss of Jackson hurt the lineup, because nobody else could replace his OBP. He’s the solid contact guy we didn’t have We hope he’ll come back, because nobody else does it as well(Parra might)..
I’m not blaming Melvin (but I’m not quite sold on Hinch) but the team was really weak on fundamentals. Way too many stupid errors. We have some talent, but they seemed to lack focus. Somebody needed to tell them “be pro’s” earlier in the season.
We have some real positives to work with. Upton will be a stud, Reynolds is a real power hitter (comes with K’s), and Drew (yes, I know how frustrating he can be) is a solid hitting shortstop. Both Snyder and Montero are effective catchers.
We had an excess of utility players. Ojeda, Roberts, and Ryal are all good at the job, but not daily starters. Parra is a solid fourth outfielder.
The bad: CY is the player that most frustrates me. “Potential” is an overused word, but it’s valid here. He’s got the speed, the power, and the fielding to be a star. Except when he doesn’t. At the end of the season, he made a case for sticking with him.
First base: well, that was a revolving door. Hopefully, Allen will be the answer. Tracy…bye.
Bullpen: On good teams the bullpen is a nice, restful place. Ours was dynamite (it blew up. A lot). But there are a few good (potential, again) arms.
To fix the ‘Backs, my simple advice:
Add a real starting pitcher, and keep Webb with the hope he’ll return to form.
Add a hitter in left field. A real hitter.
Tighten up on defense. It’s really very basic, guys. You’re pro’s. Play like it.
OK, it’s easy to be an arm-chair general manager, but, as bad as this year was, we have the core of a good team. Hades, at the start of the season I said that my beloved Giants would lose 100 games this year.

Key to the game: Score More

by pygalgia on Oct 5, 2009 11:22 PM EDT reply actions  

Well, you stole my piece :-)

I was going to post a link on some reasons for their underperformance this year but I think you underplayed luck by quite a bit. Most people are aware of the Pythagorean Theorem of baseball – a team’s record tends to follow its run differential. Here is a chart for all of baseball this year: http://www.baseballprospectus.com/statistics/standings.php

That says that the DBacks underperformed their run differential by almost 5 wins but it’s even more complicated than that. The W2 & W3 columns calculate how many wins a team would expect based on how many runs a team would expect to score and allow based on their inputs – ie, hits, walks, HBP, doubles, triples, homers, etc. What it says is that the DBacks were fundamentally a whopping 10 wins better than their final record would indicate. So fundamentally the DBacks “should” have won 80 games this year rather than 70. (Note: there is some evidence that bullpens can play a large role in determining disparities between run differentials and actual records and we all know how that went this year (rolls eyes))

This is a rather fluky stat and we all need to remember that essentially this same core of players reversed this in 2007 when they won 90 games despite being outscored by 20 runs on the year. (oh, and the bullpen was good that year . . . .)

by golfmanthee on Oct 6, 2009 12:12 AM EDT reply actions  

That's what I wanted to write

First of all, great article, Jim!

Second, yeah, we were really shafted by luck, injuries and pythag. I guess we are bound to underperform our context neutral stats because we strike out a lot and struggle to get a guy home from second with no outs and from third with one out etc, but according to Fangraphs, this team had 34 WAR. Considering a replacement level team would amass around 46 wins, this puts us around 80 wins.

Third, injuries. Webb has been about a 6 WAR players, and in his stead we had the aforementioned 4 who were right around replacement level. Buckner has picked it up of late, but he might as well have been replacing Garland. Conor Jackson was projected as a 3 WAR player this season, and instead has been -1 WAR during April and May. His replacements in left and first have largely been around replacement level so that’s another 4 win swing. We’re at around 90 now, right?

Fourth, the trades. Felipe Lopez amassed 2.6 WAR in Milwaukee, but after accounting for the work Ryal and Roberts did we can trim that down to 1.5. Pena and Rauch would probably have been worth another half a win.

So, with even luck and no injuries we would have been a 92 win team. Not bad right? Of course, this is just some back of the envelope calculation, but it just goes to show this team is not nearly as bad as it looked.

If Webb and Jackson are healthy next season and we get another big bat and some pitching help, we’ll be very good.

by paqs on Oct 6, 2009 6:14 AM EDT up reply actions  

Ah 2009.....

I won’t be looking back on your with much love ;)

Good work as usual Jim.

I’d also sugest that our fortunes haven’t been helped by a strong division this year. Not making excuses but this division had 3 teams in with a good shout of the playoffs until the final week of the season and the best team in the National League over the regular season.

Webb’s injury was the killer blow for me, we never really got over that imo.

The outfield was also a total disaster. CoJack’s injury, Youngs utter failings and the fact that ‘a new 100% healthy* EB22 couldn’t produce hurt our options on the field and on the bench.

Still, I think we’re going to be in for an exciting close season with perhaps the biggest upheaval of staff since the 04 offseason.

Over the last 2 years we’ve barely added anyone of note in a long term capacity. Only Dan Haren really stands out as a multi year signing. The rest have been rentals or short term risk projects like Randy.

However this off season we could be looking at having $30 odd million to invest in the playing staff and now some roles on the coaching staff to mull over. This combined with the hopefull continuing fall of player contracts might mean 6 or 7 new players to warm too next season.

I for one CANNOT WAIT :D

Time for another drink then?

http://www.wimbles.wordpress.com

by Wimb on Oct 6, 2009 7:39 AM EDT reply actions  

:)

Don’t forget we helped make the rest of our division stronger by losing to them so much :D

I don’t think we’ll have as much as 30$, what with picking up Webb’s options and other things, but 20 million could get us a very good hitter plus 2 serviceable pitcher. As for the rest, we’ll have to hope

1. Webb and CoJack bounce back from injury
2. Drew and Young bounce back from poor performance
3. Reynolds, Upton, Montero and Roberts don’t regress too much
4. Our young pitchers give us some quality innings

Not too much, eh? :D

by paqs on Oct 6, 2009 7:52 AM EDT up reply actions  

I agree

$20 mill is probably a safer figure, though I was basing tha$30 mill on a maximum amount we might have to spend(assuming we don’t pick up Webb and Tracy’s options)

We’ll also lose Davis from the payroll and are we due to get any other deffered payments?

Considering we could be facing going into 2010 with only 1 proven 200 inning pitcher in Haren, there has to be major work done to the rotation at least!

Time for another drink then?

http://www.wimbles.wordpress.com

by Wimb on Oct 6, 2009 9:08 AM EDT up reply actions  

Thought we had an option on Davis

and even if we don’t Davis has expressed multiple times that he would like to return. So I don’t know if we can automatically assume that his departure is a foregone conclusion.

TY Jim for quantifying the team’s woes so succintly, I guess that is what made this year so painful is knowing how close this team might have been if the injuries hadn’t stripped the team of it’s few producing veterans and it’s strange to see the media fall all over itself regarding the Mets injuries and not even blink about the Dbacks issues.

I used to be disgusted, now I try to be amused....

by piratedan7 on Oct 6, 2009 12:30 PM EDT up reply actions  

nope. no option on DD.

"Love is the most important thing in the world, but baseball is pretty good too. " ~Greg, age 8

by njjohn on Oct 6, 2009 9:35 PM EDT up reply actions  

ok ty

my bad on that thought, but just because we lack an option doesn’t automatically mean he’s gone either.

I used to be disgusted, now I try to be amused....

by piratedan7 on Oct 6, 2009 9:55 PM EDT up reply actions  

you’re right. in fact, my hunch is he’ll be back. he’s unlikely to fetch a king’s ransom on the open market and the D-Backs (rightly, I think) value the things he does bring to the mound.

"Love is the most important thing in the world, but baseball is pretty good too. " ~Greg, age 8

by njjohn on Oct 6, 2009 11:12 PM EDT up reply actions  

No option

And Byrnes said he likely won’t be back. Color me indifferent. For the 3 years he was about what we expected and what we paid for. I wish him the best.

by paqs on Oct 7, 2009 2:21 AM EDT up reply actions  

Also

Congrats on the new job!

by paqs on Oct 6, 2009 7:54 AM EDT up reply actions  

Thank you very much!

Much appreciated

Time for another drink then?

http://www.wimbles.wordpress.com

by Wimb on Oct 6, 2009 9:08 AM EDT up reply actions  

Still. . .

For all the cheerful optimism regarding the proverbial ‘next year,’ it needs to be said that both Upton and Reynolds completely tanked in September. Both were pursuing personal milestones, and both came up empty. Both players are talented, but to me their failure to be productive at the end of the season is a real red flag.

by NASCARbernet on Oct 6, 2009 11:23 AM EDT reply actions  

I am not so sure I subscribe to that theory

Reynols had been preaching team team team all year, was the sole unifying force amongst the players, at least that was visible to us from the outside. While their Septembers were certainly forgettable, I think that we could chalk it up to exhaustion (mentally imho), essentially those two guys carried the team when Haren started with his 2nd half slump. Did Miggy help pick up some of the slack, yup, but he couldn’t help the play in the field although had improved overall from his backup stats, he’s still passing balls and not throwing out as many as we’d like. Did those guys lose focus at the plate, I would say yes, but there was no one to lean on for help, all of our veteran prescence had been released (excepting the coaches) because at this time, THEY were our veteran prescence. Who else could they go to, Young? Drew? Tracy? Ojeda? It’s easy to forget that this is still a YOUNG team when it comes to total major league experience. I think we could all see that there really wasn’t a whole lot to play for, are any of them even up for arbitration yet?

I used to be disgusted, now I try to be amused....

by piratedan7 on Oct 6, 2009 12:26 PM EDT up reply actions  

Be sure to tell that to Kirk Gibson

whom made only one plate appearance in a certain World Series a generation ago.

by NASCARbernet on Oct 7, 2009 10:41 AM EDT up reply actions  

Since he hit a home-run there

Why didn’t he hit one every at-bat the rest of his career? What a bum…

"Win, or die" -- Marquise de Merteuil

by Jim McLennan on Oct 7, 2009 4:17 PM EDT up reply actions  

See previous complaints

Re: Jon Hester.

"I can't accept and won't concede that this is who we are..."

by kishi on Oct 7, 2009 4:53 PM EDT up reply actions  

The post where you got the “worst case scenario” is quite humorous in hindsight. It’s no fault of that blog, of course, as similar predictions were made as you pointed out.

This is my favorite quote though!
Young can’t help but do better than he did in 2008.

by eel on Oct 6, 2009 3:10 PM EDT reply actions  

Well, look on the bright side

Young can’t help but do better than he did in 2008 2009.

Hello? Hello? Is this thing on?

"Win, or die" -- Marquise de Merteuil

by Jim McLennan on Oct 6, 2009 3:14 PM EDT up reply actions  

Yeah

There’s some entertaining stuff there. (Or depressing, whichever way you want to take it.)

"I can't accept and won't concede that this is who we are..."

by kishi on Oct 6, 2009 3:30 PM EDT up reply actions  

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